Financial Controls Policy Template
Comprehensive policy for internal controls, segregation of duties, and financial risk management with SOX and COSO frameworks.
SOXCOSO
What's Included
Template Sections
- 1Policy Purpose and Scope
- 2Control Environment Principles
- 3Segregation of Duties Requirements
- 4Authorization and Approval Limits
- 5Bank Reconciliation Procedures
- 6Cash Handling Controls
- 7Journal Entry Controls
- 8Financial Reporting Controls
- 9IT General Controls (ITGC)
- 10Risk Assessment Procedures
- 11Monitoring and Testing Activities
- 12Remediation and Corrective Actions
Financial Controls Policy FAQs
Common questions about financial controls policy policies
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