Conflict of Interest Policy Template
Comprehensive policy for identifying, disclosing, and managing conflicts of interest with SOX and SOC 2 compliance.
SOXSOC 2
What's Included
Template Sections
- 1Policy Purpose and Scope
- 2Conflict of Interest Definitions
- 3Types of Conflicts (Financial, Personal, Professional)
- 4Disclosure Requirements and Process
- 5Annual Certification Procedures
- 6Related Party Transactions
- 7Outside Employment and Activities
- 8Family Member Relationships
- 9Review and Approval Process
- 10Recusal and Mitigation Strategies
- 11Record Keeping Requirements
- 12Violations and Disciplinary Actions
Conflict of Interest Policy FAQs
Common questions about conflict of interest policy policies
Ready to Use This Template?
Start with this professional template and customize it for your organization.
Start Free Trial