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Finance & Legal Templates

Establish financial controls and legal compliance with policies covering expenses, procurement, ethics, and corporate governance.

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Travel & Expense Policy

Business travel guidelines, expense limits, and reimbursement procedures.

SOXIRSGeneral
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Procurement Policy

Purchasing procedures, vendor selection, and approval requirements.

SOXGeneral
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Anti-Bribery & Corruption Policy

FCPA compliance, anti-corruption measures, and due diligence requirements.

FCPAUK Bribery ActSOX
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Conflict of Interest Policy

COI identification, disclosure requirements, and management procedures.

SOXGeneral
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Whistleblower Policy

Reporting channels for misconduct, investigation procedures, and retaliation protection.

SOXDodd-FrankState Laws
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Record Retention Policy

Document retention schedules, legal holds, and destruction procedures.

SOXIRSState Laws
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Financial Controls Policy

Internal financial controls, segregation of duties, and audit procedures.

SOXCOSO
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Accounts Payable Policy

Invoice processing, payment approvals, and vendor payment procedures.

SOXGeneral
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Accounts Receivable Policy

Billing procedures, collections, and credit management.

SOXGeneral
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Corporate Credit Card Policy

Corporate card usage, spending limits, and reconciliation procedures.

SOXGeneral
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Gift & Entertainment Policy

Guidelines for giving and receiving gifts, entertainment limits.

FCPASOXEthics
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Contract Management Policy

Contract lifecycle management, approvals, and compliance monitoring.

SOXGeneral
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Intellectual Property Policy

IP ownership, protection measures, and infringement procedures.

GeneralTrade Secret
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Non-Disclosure Agreement Policy

NDA requirements, standard terms, and management procedures.

GeneralTrade Secret
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Insurance Policy

Corporate insurance requirements, coverage management, and claims procedures.

GeneralContractual
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Budget Management Policy

Budget planning, monitoring, variance analysis, and approval procedures.

SOXGeneral
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